Financial Crime

It is every firm’s responsibility to ensure that it has effective anti-money laundering procedures in place and, moreover, that all of its staff are aware of these procedures. It is a requirement that anti-money laundering training should take place. As regulatory compliance consultants, we can organise this whether this be face to face or remotely. We have the training programmes and testing to facilitate this and we would recommend that this is completed annually.

It is also the firm’s responsibility to ensure that money laundering checks take place in line with the Money Laundering and Terrorist Financing (Amendment) Regulations 2019 and to decide what level of AML should be applied to their clients. We can help with this and guide you through the requirements of identity verification and due diligence on clients.

We provide a full Compliance Service in relation to financial crime and anti money laundering.

Please contact us for further information.